-NEW- 12 Months Distribution Conduct Executive (Financial Services)

About this role

Job Responsibilities: · Ensure timely completion of compliance reporting, misconduct trend analysis and distribution channel data analytics in accordance with regulatory and internal deadlines. · Conduct thorough investigations and assessments of suspected agency misconduct, identifying root causes,

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• Banking and Finance
• Insurance
• Risk Management
• Risk Management and Administration
• Direct Customer Interaction
• Fraud Investigation Planning and Execution
• Issue Escalation

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